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Bradley Kuhn (bkuhn) - 10 years ago 2014-03-16 19:11:17
bkuhn@ebb.org
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@@ -574,260 +574,318 @@ wide adoption from noncommercial users and developers eventually begins
 
to fuel a commercial system around that software.
 

	
 
For example, consider the Samba file server system that allows Unix-like
 
systems (including GNU/Linux) to serve files to Microsoft Windows systems.
 
Two graduate students originally developed Samba in their spare time and
 
it was deployed noncommercially in academic environments\footnote{See
 
  \href{http://turtle.ee.ncku.edu.tw/docs/samba/history}{Andrew Tridgell's
 
    ``A bit of history and a bit of fun''}.  However, very
 
soon for-profit companies discovered that the software could work for them
 
as well, and their system administrators began to use it in place of
 
Microsoft Windows NT file-servers.  This served to lower the cost of
 
running such servers by orders of magnitude. There was suddenly room in
 
Windows file-server budgets to hire contractors to improve Samba.  Some of
 
the first people hired to do such work were those same two graduate
 
students who originally developed the software.
 

	
 
The noncommercial users, however, were not concerned when these two
 
fellows began collecting paychecks off of their GPL'd work.  They knew
 
that because of the nature of the GPL that improvements that were
 
distributed in the commercial environment could easily be folded back into
 
the standard version.  Companies are not permitted to proprietarize
 
Samba, so the noncommercial users, and even other commercial users are
 
safe in the knowledge that the software freedom ensured by GPL will remain
 
protected.
 

	
 
Commercial developers also work in concert with noncommercial
 
developers.  Those two now-long-since graduated students continue to
 
contribute to Samba altruistically, but also get paid work doing it.
 
Priorities change when a client is in the mix, but all the code is
 
contributed back to the standard version.  Meanwhile, many other
 
individuals have gotten involved noncommercially as developers,
 
because they want to ``cut their teeth on Free Software,'' or because
 
the problems interest them.  When they get good at it, perhaps they
 
will move on to another project, or perhaps they will become
 
commercial developers of the software themselves.
 

	
 
No party is a threat to another in the GPL software scenario because
 
everyone is on equal ground.  The GPL protects rights of the commercial
 
and noncommercial contributors and users equally. The GPL creates trust,
 
because it is a level playing field for all.
 

	
 
\subsection{Law Analogy}
 

	
 
In his introduction to Stallman's \emph{Free Software, Free Society},
 
Lawrence Lessig draws an interesting analogy between the law and Free
 
Software. He argues that the laws of a free society must be protected
 
much like the GPL protects software.  So that I might do true justice to
 
Lessig's argument, I quote it verbatim:
 

	
 
\begin{quotation}
 

	
 
A ``free society'' is regulated by law. But there are limits that any free
 
society places on this regulation through law: No society that kept its
 
laws secret could ever be called free.  No government that hid its
 
regulations from the regulated could ever stand in our tradition. Law
 
controls.  But it does so justly only when visibly.  And law is visible
 
only when its terms are knowable and controllable by those it regulates,
 
or by the agents of those it regulates (lawyers, legislatures).
 

	
 
This condition on law extends beyond the work of a legislature.  Think
 
about the practice of law in American courts.  Lawyers are hired by their
 
clients to advance their clients' interests.  Sometimes that interest is
 
advanced through litigation. In the course of this litigation, lawyers
 
write briefs. These briefs in turn affect opinions written by judges.
 
These opinions decide who wins a particular case, or whether a certain law
 
can stand consistently with a constitution.
 

	
 
All the material in this process is free in the sense that Stallman means.
 
Legal briefs are open and free for others to use.  The arguments are
 
transparent (which is different from saying they are good), and the
 
reasoning can be taken without the permission of the original lawyers.
 
The opinions they produce can be quoted in later briefs.  They can be
 
copied and integrated into another brief or opinion.  The ``source code''
 
for American law is by design, and by principle, open and free for anyone
 
to take. And take lawyers do---for it is a measure of a great brief that
 
it achieves its creativity through the reuse of what happened before.  The
 
source is free; creativity and an economy is built upon it.
 

	
 
This economy of free code (and here I mean free legal code) doesn't starve
 
lawyers.  Law firms have enough incentive to produce great briefs even
 
though the stuff they build can be taken and copied by anyone else.  The
 
lawyer is a craftsman; his or her product is public.  Yet the crafting is
 
not charity. Lawyers get paid; the public doesn't demand such work
 
without price.  Instead this economy flourishes, with later work added to
 
the earlier.
 

	
 
We could imagine a legal practice that was different --- briefs and
 
arguments that were kept secret; rulings that announced a result but not
 
the reasoning. Laws that were kept by the police but published to no one
 
else. Regulation that operated without explaining its rule.
 

	
 
We could imagine this society, but we could not imagine calling it
 
``free.''  Whether or not the incentives in such a society would be better
 
or more efficiently allocated, such a society could not be known as free.
 
The ideals of freedom, of life within a free society, demand more than
 
efficient application.  Instead, openness and transparency are the
 
constraints within which a legal system gets built, not options to be
 
added if convenient to the leaders.  Life governed by software code should
 
be no less.
 

	
 
Code writing is not litigation.  It is better, richer, more
 
productive.  But the law is an obvious instance of how creativity and
 
incentives do not depend upon perfect control over the products
 
created.  Like jazz, or novels, or architecture, the law gets built
 
upon the work that went before. This adding and changing is what
 
creativity always is.  And a free society is one that assures that its
 
most important resources remain free in just this sense.\footnote{This
 
quotation is Copyright \copyright{} 2002, Lawrence Lessig. It is
 
licensed under the terms of
 
\href{http://creativecommons.org/licenses/by/1.0/}{the ``Attribution
 
License'' version 1.0} or any later version as published by Creative
 
Commons.}
 
\end{quotation}
 

	
 
In essence, lawyers are paid to service the shared commons of legal
 
infrastructure.  Few citizens defend themselves in court or write their
 
own briefs (even though they are legally permitted to do so) because
 
everyone would prefer to have an expert do that job.
 

	
 
The Free Software economy is a market ripe for experts.  It
 
functions similarly to other well established professional fields like the
 
law. The GPL, in turn, serves as the legal scaffolding that permits the
 
creation of this vibrant commercial and noncommercial Free Software
 
economy.
 

	
 
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
 
\chapter{A Tale of Two Copyleft Licenses}
 

	
 
While determining the proper methodology and criteria to yield an accurate
 
count remains difficult, the GPL is generally considered one of the most
 
widely used Free Software licenses.  For most of its history --- for 16 years
 
from June 1991 to June 2007 --- there was really only one version of the GPL,
 
version 2.
 

	
 
However, the GPL had both earlier versions before version 2, and, more well
 
known, a revision to version 3. 
 

	
 
\section{Historical Motivations for the General Public License}
 

	
 
The earliest license to grant software freedom was likely the Berkeley
 
Software Distribution (``BSD'') license.  This license is typical of what are
 
often called lax, highly permissive licenses.  Not unlike software in the
 
public domain, these non-copyleft licenses (usually) grant software freedom
 
to users, but they do not go to any effort to uphold that software freedom
 
for users.  The so-called ``downstream'' (those who receive the software and
 
then build new things based on that software) can restrict the software and
 
distribute further.
 

	
 
The GNU's Not Unix (``GNU'') project, which Richard M.~Stallman (``RMS'')
 
founded in 1984 to make a complete Unix-compatible operating system
 
implementation that assured software freedom for all.  However, RMS saw that
 
using a license that gave but did not assure software freedom would be
 
counter to the goals of the GNU project.  RMS invented ``copyleft'' as an
 
answer to that problem, and began using various copyleft licenses for the
 
early GNU project programs\footnote{RMS writes more fully about this topic in
 
  his essay entitled simply
 
  \href{http://www.gnu.org/gnu/thegnuproject.html}{\textit{The GNU Project}.
 
    For those who want to hear the story in his own voice,
 
    \href{http://audio-video.gnu.org/audio/}{speech recordings} of his talk,
 
    \textit{The Free Software Movement and the GNU/Linux Operating System}
 
    are also widely available}.
 

	
 
\section{Proto-GPLs And Their Impact}
 

	
 
The earliest copyleft licenses were specific to various GNU programs.  For
 
example, \href{http://www.free-soft.org/gpl_history/emacs_gpl.html}{The Emacs
 
  General Public License} was likely the first copyleft license ever
 
published.  Interesting to note that even this earliest copyleft license
 
contains a version of the well-known GPL copyleft clause:
 

	
 
\begin{quotation}
 
You may modify your copy or copies of GNU Emacs \ldots provided that you also
 
\ldots cause the whole of any work that you distribute or publish, that in
 
whole or in part contains or is a derivative of GNU Emacs or any part
 
thereof, to be licensed at no charge to all third parties on terms identical
 
to those contained in this License Agreement.
 
\end{quotation}
 

	
 
This simply stated clause is the fundamental innovation of copyleft.
 
Specifically, copyleft \textit{uses} the copyright holders' controls on
 
permission to modify the work to add a conditional requirement.  Namely,
 
downstream users may only have permission to modify  the work if they pass
 
along the same permissions on the modified version that came originally to
 
them.
 

	
 
These original program-specific proto-GPLs give an interesting window into
 
the central ideas and development of copyleft.  In particular, reviewing them
 
shows how the text of the GPL we know has evolved to address more of the
 
issues discussed earlier in \S~\ref{software-and-non-copyright}.
 

	
 
\section{The GNU General Public License, Version 1}
 

	
 
\section{The GNU General Public License, Version 2}
 

	
 
\section{The GNU General Public License, Version 3}
 

	
 
\section{The Innovation of Optional ``Or Any Later'' Version}
 

	
 
\section{Complexities of Two Simultaneously Popular Copylefts}
 

	
 
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
 
\chapter{GPLv2: Running Software and Verbatim Copying}
 
\label{run-and-verbatim}
 

	
 

	
 
This chapter begins the deep discussion of the details of the terms of
 
GPLv2\@. In this chapter, we consider the first two sections: GPLv2 \S\S
 
0--2. These are the straightforward sections of the GPL that define the
 
simplest rights that the user receives.
 

	
 
\section{GPLv2 \S 0: Freedom to Run}
 
\label{GPLs0}
 

	
 
\S 0, the opening section of GPLv2, sets forth that the work is governed by
 
copyright law. It specifically points out that it is the ``copyright
 
holder'' who decides if a work is licensed under its terms and explains
 
how the copyright holder might indicate this fact.
 

	
 
A bit more subtly, \S 0 makes an inference that copyright law is the only
 
system under which it is governed. Specifically, it states:
 
\begin{quote}
 
Activities other than copying, distribution and modification are not
 
covered by this License; they are outside its scope.
 
\end{quote}
 
In essence, the license governs \emph{only} those activities, and all other
 
activities are unrestricted, provided that no other agreements trump GPLv2
 
(which they cannot; see Sections~\ref{GPLs6} and~\ref{GPLs7}). This is
 
very important, because the Free Software community heavily supports
 
users' rights to ``fair use'' and ``unregulated use'' of copyrighted
 
material. GPLv2 asserts through this clause that it supports users' rights
 
to fair and unregulated uses.
 

	
 
Fair use of copyrighted material is an established legal doctrine that
 
permits certain activities. Discussion of the various types of fair
 
use activity are beyond the scope of this tutorial. However, one
 
important example of fair use is the right to quote a very few lines
 
(less than seven or so) and reuse them as you would with or without
 
licensing restrictions.
 

	
 
Fair use is a doctrine established by the courts or by statute. By
 
contrast, unregulated uses are those that are not covered by the statue
 
nor determined by a court to be covered, but are common and enjoyed by
 
many users. An example of unregulated use is reading a printout of the
 
program's source code like an instruction book for the purpose of learning
 
how to be a better programmer.
 

	
 
\medskip
 

	
 
Thus, the GPLv2 protects users fair and unregulated use rights precisely by
 
not attempting to cover them. Furthermore, the GPLv2 ensures the freedom
 
to run specifically by stating the following:
 
\begin{quote}
 
''The act of running the Program is not restricted.''
 
\end{quote}
 
Thus, users are explicitly given the freedom to run by \S 0.
 

	
 
\medskip
 

	
 
The bulk of \S 0 not yet discussed gives definitions for other terms used
 
throughout. The only one worth discussing in detail is ``work based on
 
the Program.''  The reason this definition is particularly interesting is
 
not for the definition itself, which is rather straightforward, but
 
because it clears up a common misconception about the GPL\@.
 

	
 
The GPL is often mistakenly criticized because it fails to give a
 
definition of ``derivative work.''  In fact, it would be incorrect and
 
problematic if the GPL attempted to define this. A copyright license, in
 
fact, has no control over what may or may not be a derivative work. This
 
matter is left up to copyright law, not the licenses that utilize it.
 

	
 
It is certainly true that copyright law as a whole does not propose clear
 
and straightforward guidelines for what is and is not a derivative
 
software work under copyright law. However, no copyright license --- not
 
even the GNU GPL --- can be blamed for this. Legislators and court
 
opinions must give us guidance to decide the border cases.
 

	
 
\section{GPLv2 \S 1: Verbatim Copying}
 
\label{GPLs1}
 

	
 
GPLv2 \S 1 covers the matter of redistributing the source code of a program
 
exactly as it was received. This section is quite straightforward.
 
However, there are a few details worth noting here.
 

	
 
The phrase ``in any medium'' is important. This, for example, gives the
 
freedom to publish a book that is the printed copy of the program's source
 
code. It also allows for changes in the medium of distribution. Some
 
vendors may ship Free Software on a CD, but others may place it right on
 
the hard drive of a pre-installed computer. Any such redistribution media
 
is allowed.
 

	
 
Preservation of copyright notice and license notifications are mentioned
 
specifically in \S 1. These are in some ways the most important part of
 
the redistribution, which is why they are mentioned by name. The GPL
 
always strives to make it abundantly clear to anyone who receives the
 
software what its license is. The goal is to make sure users know their
 
rights and freedoms under GPL, and to leave no reason that someone would be
 
surprised the software she got was licensed under GPL\@. Thus
 
throughout the GPL, there are specific references to the importance of
 
notifying others down the distribution chain that they have rights under
 
GPL.
 

	
 
Also mentioned by name is the warranty disclaimer. Most people today do
 
not believe that software comes with any warranty. Notwithstanding the
 
proposed state-level UCITA bills (which have never obtained widespread
 
adoption), there are few or no implied warranties with software.
 
However, just to be on the safe side, GPL clearly disclaims them, and the
 
GPL requires redistributors to keep the disclaimer very visible. (See
 
Sections~\ref{GPLs11} and~\ref{GPLs12} of this tutorial for more on GPL's
 
warranty disclaimers.)
 

	
 
Note finally that \S 1 begins to set forth the important defense of
 
commercial freedom. \S 1 clearly states that in the case of verbatim
 
copies, one may make money. Redistributors are fully permitted to charge
 
for the redistribution of copies of Free Software. In addition, they may
 
provide the warranty protection that the GPL disclaims as an additional
 
service for a fee. (See Section~\ref{Business Models} for more discussion
 
on making a profit from Free Software redistribution.)
 

	
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